-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VFw9wfuhYEBhCN+3TDEVcP4ANJfHPQ4QSU03CtrEBjvjtcHUO3v/Rtamp0on/Ihj JuGypdFtz2NUJ1HkOR2pig== /in/edgar/work/0001095811-00-003766/0001095811-00-003766.txt : 20001005 0001095811-00-003766.hdr.sgml : 20001005 ACCESSION NUMBER: 0001095811-00-003766 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001004 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARDIODYNAMICS INTERNATIONAL CORP CENTRAL INDEX KEY: 0000719722 STANDARD INDUSTRIAL CLASSIFICATION: [3845 ] IRS NUMBER: 953533362 STATE OF INCORPORATION: CA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-37334 FILM NUMBER: 734914 BUSINESS ADDRESS: STREET 1: 6175 NANCY RIDGE DRIVE STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6195350202 MAIL ADDRESS: STREET 1: 6175 NANCY RIDGE DRIVE STREET 2: STE 300 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: BOMED MEDICAL MANUFACTURING LTD DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PAULSON ALLEN E CENTRAL INDEX KEY: 0000923878 STANDARD INDUSTRIAL CLASSIFICATION: [0000 ] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: C/O PAULSON ENTERPRISES STREET 2: PO BOX 9660 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 MAIL ADDRESS: STREET 1: C/O PAULSON ENTERPRISES STREET 2: PO BOX 9660 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 SC 13D 1 a66077csc13d.txt SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 CARDIODYNAMICS INTERNATIONAL CORPORATION - -------------------------------------------------------------------------------- (NAME OF ISSUER) COMMON STOCK - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 141597104 - -------------------------------------------------------------------------------- (CUSIP NUMBER) STEVE DECHANT DEL MAR COUNTRY CLUB P.O. BOX 9660 RANCHO SANTA FE, CA 92067 (858) 759-5990 - -------------------------------------------------------------------------------- (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS) JULY 19, 2000 - -------------------------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. (Continued on following pages) Page 1 of 4 2 CUSIP No. 141597104 SCHEDULE 13D Page 2 of 4 Pages --------------------- -------- -------- (1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons (ENTITIES ONLY) ALLEN PAULSON, DECEASED --------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] --------------------------------------------------------------------- (3) SEC Use Only --------------------------------------------------------------------- (4) SOURCE OF FUNDS* PF --------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) --------------------------------------------------------------------- (6) Citizenship or Place of Organization USA --------------------------------------------------------------------- (7) Sole Voting Power Number of 0 Shares -------------------------------------------------------- Beneficially (8) Shared Voting Power Owned by 0 Reporting -------------------------------------------------------- Person With (9) Sole Dispositive Power 0 -------------------------------------------------------- (10) Shared Dispositive Power 0 -------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 0 --------------------------------------------------------------------- (12) Check Box if Aggregate Amount in Row (11) Excludes Certain Shares* [ ] --------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 0 --------------------------------------------------------------------- (14) Type of Reporting Person* IN (deceased 7/19/2000) --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 4 3 ITEM 1. SECURITY AND ISSUER The class of securities to which this Statement relates is the common stock (the "Common Stock") of CardioDynamics International Corporation, a California corporation ("Issuer"), whose address is 6175 Nancy Ridge Drive, Suite 300, San Diego, California 92121. ITEM 2. IDENTITY AND BACKGROUND Allen Paulson, deceased. (Allen Paulson previously reported beneficial ownership of the Common Stock in a joint and group Schedule 13D filed in the name of CardioDynamics Holdings, LLC, a California limited liability company. Mr. Paulson died on July 19, 2000.) ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Personal funds. ITEM 4. PURPOSE OF TRANSACTION. Allen Paulson's purchases were for investment, although his stockholdings may have been large enough to confer control of Issuer. He was also a director of Issuer until his death. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Allen Paulson ceased to be the beneficial owner of more than 5% of the Common Stock when he died on July 19, 2000. Before death, he transferred to his living trust all his Common Stock except his 59,000 stock options and his indirect beneficial ownership of 103,764 shares of Common Stock through CardioDynamics Holdings, LLC. Before death, he remained the beneficial owner of all the Common Stock in the living trust because the living trust was revocable by him and he was trustee of the living trust. Upon his death, the living trust became irrevocable and beneficial ownership passed to the successor trustees of the living trust. Beneficial ownership of Allen Paulson's other beneficially-owned Common Stock passed to his estate upon his death. Allen Paulson received 1,000 stock options on May 31, 2000 and 1,000 stock options on June 30, 2000 under Issuer's stock option plan's automatic-grant program for directors of Issuer. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Not applicable. Page 3 of 4 4 ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Not applicable. SIGNATURE After reasonable inquiry and to my best knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. July 29, 2000 /s/ John Michael Paulson ------------------------------------ John Michael Paulson, Co-Executor of the Estate of Allen Paulson /s/ Edward White ------------------------------------ Edward White, Co-Executor of the Estate of Allen Paulson Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001). Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----